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Emily Brooke Klotz

Thrivent Investment Management Inc.

Cedarburg, WI

West Bend, WI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-08-26
OK RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-25
WI RA APPROVED 2022-03-14
  • DC RA
    APPROVED
    Since 2025-08-26
  • OK RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-25
  • WI RA
    APPROVED
    Since 2022-03-14

Branch Locations

236 Hamilton Rd, Cedarburg, WI 53012 • United States

West Bend, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carr Services Llc Cedarburg WI 12/2018 03/2022
Quad/Graphics Inc New Berlin WI 06/2011 11/2018
Thrivent Financial Management Inc Cedarburg WI 02/2022 Present
Thrivent Financial Appleton WI 03/2022 Present
  • 12/2018 → 03/2022
    Carr Services Llc
    Cedarburg, WI
  • 06/2011 → 11/2018
    Quad/Graphics Inc
    New Berlin, WI
  • 02/2022 → Present
    Thrivent Financial Management Inc
    Cedarburg, WI
  • 03/2022 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-12
  • S66 Uniform Combined State Law Examination
    2022-03-12
Other Names
  • Emily Smith
  • Emily Brooke Smith

View on SEC IAPD

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Other Investors

STEVEN MATTHEW CLASEN
KIM MARIE CLARK
CHRIS CRAIN
PETER KOBIN
PATRICK WILLIAM HERKERT
Betty Jane Wellhoefer Hill
DAVID JOHN PAGEL
DAVID ALLAN PAGEL

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · CEDARBURG, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CEDARBURG, WI
FOUNDERS FINANCIAL SECURITIES LLC · Cedarburg, WI
J. W. COLE ADVISORS, INC. · Cedarburg, WI
HARBOUR INVESTMENTS, INC. · Cedarburg, WI
EDWARD JONES · CEDARBURG, WI
EDWARD JONES · CEDARBURG, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedarburg, WI

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