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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-25 |
Branch Locations
2000 Mckinney Avenue, Suite 2100, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Us Army | Vilseck | CA | 03/2013 | 10/2018 |
| Unemployed | Cypress | CA | 10/2018 | 11/2018 |
| Liberty University | Lynchburg | VA | 07/2017 | 07/2018 |
| New York Life Insurance Co | Irvine | CA | 11/2018 | 07/2019 |
| Nylife Securities Llc | Irvine | CA | 02/2019 | 07/2019 |
| The Ayco Company, L.P./Mercer Allied | Dallas | TX | 07/2019 | 01/2021 |
| U.S. Army Reserve | Irvine | CA | 04/2019 | 10/2019 |
| Goldman Sachs & Co. Llc | New York | NY | 01/2021 | 01/2022 |
| Sanford C. Bernstein & Co., Llc | Dallas | TX | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-01 |
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