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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-01-23
DC RA APPROVED 2023-01-23
KY RA APPROVED 2023-01-23
MD RA APPROVED 2023-01-23
MI RA APPROVED 2023-01-23
MS RA APPROVED 2023-01-23
OK RA APPROVED 2023-01-23
SC RA APPROVED 2023-01-23
VT RA APPROVED 2023-01-23
WI RA APPROVED 2023-01-23
MA RA APPROVED 2022-04-24
AK RA APPROVED 2022-02-28
WV RA APPROVED 2022-02-25
NV RA APPROVED 2022-02-23
NC RA APPROVED 2022-02-22
ND RA APPROVED 2022-02-22
RI RA APPROVED 2022-02-21
WY RA APPROVED 2022-02-18
AZ RA APPROVED 2022-02-17
MN RA APPROVED 2022-02-17
NH RA APPROVED 2022-02-17
OR RA APPROVED 2022-02-17
HI RA APPROVED 2022-02-16
CO RA APPROVED 2022-02-15
IL RA APPROVED 2022-02-15
IN RA APPROVED 2022-02-15
KS RA APPROVED 2022-02-15
LA RA APPROVED 2022-02-15
MT RA APPROVED 2022-02-15
NE RA APPROVED 2022-02-15
NM RA APPROVED 2022-02-15
WA RA APPROVED 2022-02-15
AL RA APPROVED 2022-02-14
CA RA APPROVED 2022-02-14
CT RA APPROVED 2022-02-14
FL RA APPROVED 2022-02-14
GA RA APPROVED 2022-02-14
ID RA APPROVED 2022-02-14
IA RA APPROVED 2022-02-14
ME RA APPROVED 2022-02-14
MO RA APPROVED 2022-02-14
NJ RA APPROVED 2022-02-14
OH RA APPROVED 2022-02-14
PA RA APPROVED 2022-02-14
SD RA APPROVED 2022-02-14
UT RA APPROVED 2022-02-14
NY RA APPROVED 2021-08-16
DE RA APPROVED 2021-01-12
VA RA APPROVED 2021-01-12
TX RA APPROVED 2020-02-07
  • AR RA
    APPROVED
    Since 2023-01-23
  • DC RA
    APPROVED
    Since 2023-01-23
  • KY RA
    APPROVED
    Since 2023-01-23
  • MD RA
    APPROVED
    Since 2023-01-23
  • MI RA
    APPROVED
    Since 2023-01-23
  • MS RA
    APPROVED
    Since 2023-01-23
  • OK RA
    APPROVED
    Since 2023-01-23
  • SC RA
    APPROVED
    Since 2023-01-23
  • VT RA
    APPROVED
    Since 2023-01-23
  • WI RA
    APPROVED
    Since 2023-01-23
  • MA RA
    APPROVED
    Since 2022-04-24
  • AK RA
    APPROVED
    Since 2022-02-28
  • WV RA
    APPROVED
    Since 2022-02-25
  • NV RA
    APPROVED
    Since 2022-02-23
  • NC RA
    APPROVED
    Since 2022-02-22
  • ND RA
    APPROVED
    Since 2022-02-22
  • RI RA
    APPROVED
    Since 2022-02-21
  • WY RA
    APPROVED
    Since 2022-02-18
  • AZ RA
    APPROVED
    Since 2022-02-17
  • MN RA
    APPROVED
    Since 2022-02-17
  • NH RA
    APPROVED
    Since 2022-02-17
  • OR RA
    APPROVED
    Since 2022-02-17
  • HI RA
    APPROVED
    Since 2022-02-16
  • CO RA
    APPROVED
    Since 2022-02-15
  • IL RA
    APPROVED
    Since 2022-02-15
  • IN RA
    APPROVED
    Since 2022-02-15
  • KS RA
    APPROVED
    Since 2022-02-15
  • LA RA
    APPROVED
    Since 2022-02-15
  • MT RA
    APPROVED
    Since 2022-02-15
  • NE RA
    APPROVED
    Since 2022-02-15
  • NM RA
    APPROVED
    Since 2022-02-15
  • WA RA
    APPROVED
    Since 2022-02-15
  • AL RA
    APPROVED
    Since 2022-02-14
  • CA RA
    APPROVED
    Since 2022-02-14
  • CT RA
    APPROVED
    Since 2022-02-14
  • FL RA
    APPROVED
    Since 2022-02-14
  • GA RA
    APPROVED
    Since 2022-02-14
  • ID RA
    APPROVED
    Since 2022-02-14
  • IA RA
    APPROVED
    Since 2022-02-14
  • ME RA
    APPROVED
    Since 2022-02-14
  • MO RA
    APPROVED
    Since 2022-02-14
  • NJ RA
    APPROVED
    Since 2022-02-14
  • OH RA
    APPROVED
    Since 2022-02-14
  • PA RA
    APPROVED
    Since 2022-02-14
  • SD RA
    APPROVED
    Since 2022-02-14
  • UT RA
    APPROVED
    Since 2022-02-14
  • NY RA
    APPROVED
    Since 2021-08-16
  • DE RA
    APPROVED
    Since 2021-01-12
  • VA RA
    APPROVED
    Since 2021-01-12
  • TX RA
    APPROVED
    Since 2020-02-07

Branch Locations

Midwest City, OK • United States

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 12/2018 Present
Bank Of America, N.A. Houston TX 04/2016 12/2018
Agia Houston TX 12/2022 Present
  • 12/2018 → Present
    Valic Financial Advisors
    Houston, TX
  • 04/2016 → 12/2018
    Bank Of America, N.A.
    Houston, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products RENTAL HOME POSITION: owner NATURE: rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 133 Oak Tree Dr, Midwest City OK 73130, United States DESCRIPTION: manage my rental properties, find appropriate tenants, manage assets 1ST CALL HEATING AND AIR LLC POSITION: none NATURE: Spouse is starting an HVAC company as sole owner, I am not involved in the business activity. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 224 Oak Tree Ln, Midwest City OK 73130, United States DESCRIPTION: None

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2019-03-28
  • S65 Uniform Investment Adviser Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2019-03-28
Other Names
  • Sarah Marie Dighton
  • Sarah Keilers

View on SEC IAPD

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