Mackenzey Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-10-28

MI RA
APPROVED

Since 2025-10-28

Branch Locations

15851 South Us 27 Bldg 80, Lansing, MI 48906 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jimmy Johns	Midland	MI	10/2017	11/2018
Independence Village	Midland	MI	09/2017	10/2018
Hantz Tax And Business	Midland	MI	11/2018	06/2022
Hantz Financial Services	Midland	MI	11/2018	04/2020
Midland High School	Midland	MI	09/2013	12/2017
Delta College	Midland	MI	06/2019	10/2022
Edward Jones	St Louis	MO	10/2022	06/2023
Lpl Financial	Midland	MI	06/2023	09/2024
Unemployed	Midland	MI	09/2024	10/2025
Lpl Financial	Lansing	MI	10/2025	Present

10/2017 → 11/2018

Jimmy Johns

Midland, MI
09/2017 → 10/2018

Independence Village

Midland, MI
11/2018 → 06/2022

Hantz Tax And Business

Midland, MI
11/2018 → 04/2020

Hantz Financial Services

Midland, MI
09/2013 → 12/2017

Midland High School

Midland, MI
06/2019 → 10/2022

Delta College

Midland, MI
10/2022 → 06/2023

Edward Jones

St Louis, MO
06/2023 → 09/2024

Lpl Financial

Midland, MI
09/2024 → 10/2025

Unemployed

Midland, MI
10/2025 → Present

Lpl Financial

Lansing, MI

Previous Registrations

2023-06-26 → 2024-09-13

Lpl Financial Llc

Midland, MI
2022-10-07 → 2023-02-07

Edward Jones

Midland, MI
2021-03-08 → 2022-06-23

Hantz Financial Services, Inc.

Midland, MI

Other Businesses

1- 10/2025 / Silverleaf Wealth Management / DBA for LPL Business (entity for LPL business) / investment related/ 160 hrs mnth / 160 hrs during trading / at rprt loc / start 10/24/25 2- 10/2025 / Financial Independents, Inc. / DBA for LPL Business (entity for LPL business) / investment related/ 160 hrs mnth / 160 hrs during trading /at rprt loc / start 10/24/25 3- 10/2025 / Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) / investment related/ 160 hrs mnth / 160 hrs during trading /at rprt loc / start 10/24/25 4- 01/28/2026 - Ash Brokerage - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) -Start Date 01/23/2026 - 10 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-08

S66 Uniform Combined State Law Examination

2021-03-08

Other Names

Mack Abner Smith
Mackenzey Abner Smith

View on SEC IAPD