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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-07-01 |
Branch Locations
400 Sw Longview Blvd Ste 220, Lees Summit, MO 64081 • United States
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stewardship Capital, Ltd. | Independence | MO | 08/2004 | 09/2017 |
| Massmutual Life Insurance Company | Independence | MO | 05/2011 | 07/2019 |
| Mml Investors Services | Independence | MO | 09/2017 | 06/2019 |
| Finke Financial, Llc | Independence | MO | 04/2017 | 03/2023 |
| Td Ameritrade, Inc. | Overland Park | KS | 05/2020 | 12/2022 |
| Alexander Homes, Llc | River Bend | MO | 06/2019 | 12/2020 |
| Td Ameritrade Investment Management, Llc | Overland Park | KS | 05/2020 | 12/2022 |
| Charles Schwab & Co., Inc. | Leawood | KS | 01/2022 | 01/2024 |
| Charles Schwab Bank, Ssb | Leawood | KS | 07/2022 | 01/2024 |
| Buckingham Strategic Wealth, Llc | Clayton | MO | 03/2024 | 07/2024 |
| Focus Partners Wealth, Llc | St. Louis | MO | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-01-12 |
| S65 | Uniform Investment Adviser Law Examination | 2005-09-01 |
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