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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-01
  • MO RA
    APPROVED
    Since 2024-07-01

Branch Locations

400 Sw Longview Blvd Ste 220, Lees Summit, MO 64081 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stewardship Capital, Ltd. Independence MO 08/2004 09/2017
Massmutual Life Insurance Company Independence MO 05/2011 07/2019
Mml Investors Services Independence MO 09/2017 06/2019
Finke Financial, Llc Independence MO 04/2017 03/2023
Td Ameritrade, Inc. Overland Park KS 05/2020 12/2022
Alexander Homes, Llc River Bend MO 06/2019 12/2020
Td Ameritrade Investment Management, Llc Overland Park KS 05/2020 12/2022
Charles Schwab & Co., Inc. Leawood KS 01/2022 01/2024
Charles Schwab Bank, Ssb Leawood KS 07/2022 01/2024
Buckingham Strategic Wealth, Llc Clayton MO 03/2024 07/2024
Focus Partners Wealth, Llc St. Louis MO 07/2024 Present
  • 08/2004 → 09/2017
    Stewardship Capital, Ltd.
    Independence, MO
  • 05/2011 → 07/2019
    Massmutual Life Insurance Company
    Independence, MO
  • 09/2017 → 06/2019
    Mml Investors Services
    Independence, MO
  • 04/2017 → 03/2023
    Finke Financial, Llc
    Independence, MO
  • 05/2020 → 12/2022
    Td Ameritrade, Inc.
    Overland Park, KS
  • 06/2019 → 12/2020
    Alexander Homes, Llc
    River Bend, MO
  • 05/2020 → 12/2022
    Td Ameritrade Investment Management, Llc
    Overland Park, KS
  • 01/2022 → 01/2024
    Leawood, KS
  • 07/2022 → 01/2024
    Charles Schwab Bank, Ssb
    Leawood, KS
  • 03/2024 → 07/2024
    Buckingham Strategic Wealth, Llc
    Clayton, MO
  • 07/2024 → Present
    St. Louis, MO
Previous Registrations
  • 2024-04-26 → 2024-07-01
    Buckingham Strategic Wealth, Llc
    Lees Summit, MO
    St Louis, MO
  • 2022-01-26 → 2024-01-10
    Overland Park, KS
    Leawood, KS
  • 2020-05-29 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Overland Park, KS
    Kansas City, MO
    Leawood, KS
  • 2020-05-29 → 2022-10-14
    Td Ameritrade, Inc.
    Overland Park, KS
    Kansas City, MO
    Leawood, KS
  • 2018-02-22 → 2019-07-05
    Independence, MO
    Overland Park, KS
  • 2005-09-02 → 2017-09-07
    Independence, MO
    Independence, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-01-12
S65 Uniform Investment Adviser Law Examination 2005-09-01
  • S63 Uniform Securities Agent State Law Examination
    2018-01-12
  • S65 Uniform Investment Adviser Law Examination
    2005-09-01
Designations
Other Names
  • Greg Finke
  • Gregory Clark Finke
  • Gregory Finke
  • Gregory C Finke

View on SEC IAPD

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