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Stacey Lynn Herrle

Morgan Stanley

Carlsbad, CA

CRD 7048034

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-03
CA RA APPROVED 2022-09-07
  • TX RA
    APPROVED
    Since 2022-10-03
  • CA RA
    APPROVED
    Since 2022-09-07

Branch Locations

5796 Armada Drive Suite 200, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Diego CA 07/2015 08/2022
Wells Fargo Clearing Services Llc San Diego CA 11/2018 08/2022
Morgan Stanley Smith Barney Llc Carlsbad CA 08/2022 Present
  • 07/2015 → 08/2022
    Wells Fargo Bank Na
    San Diego, CA
  • 11/2018 → 08/2022
    Wells Fargo Clearing Services Llc
    San Diego, CA
  • 08/2022 → Present
    Morgan Stanley Smith Barney Llc
    Carlsbad, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
S63 Uniform Securities Agent State Law Examination 2019-02-13
  • S66 Uniform Combined State Law Examination
    2022-05-27
  • S63 Uniform Securities Agent State Law Examination
    2019-02-13
Other Names
  • Stacey Herrle

View on SEC IAPD

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