Carrie Anne Fenton

Current Employers

Employment History

• 12/2015 → Present
  Schleisman Onken & Associates
  Omaha, NE
• 01/2018 → Present
  Hk Financial Services, Inc.
  Dubuque, IA
• 10/2024 → Present
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Omaha, NE

Other Businesses

(1) I am an Accountant with Schleiman Onken & Associates, a regional CPA firm. I am located at 13434 A Street, Omaha NE 68144. I work approximately 160 hours a month. I have been with the firm since 12/2015. I provide services that are typical of public accounting, including tax, consulting, and auditing to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am an Advisor with Financial Associates, LLC., a financial services firm. I have been with the firm since 1/2019. I am located at 13434 A Street, Omaha NE 68144. I work approximately 1-5 hours a month. I provide wealth management services to a variety of different clients and client types based on their individual financial needs and risk tolerances. Most of my work is during securities trading hours. My employment is investment-related. (3) I am the sole member-owner of Designs by C. A. Fenton LLC., a design-services entity that was established in 07/2015. I devote 0 hours per month on this activity as it is currently inactive. This activity is not investment-related. 2)AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES. POSITION: rep NATURE: sell insurance through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/16/2024 ADDRESS: 13434 A Street, Omaha NE 68144, United States DESCRIPTION: sell insurance through Avantax

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-16