Karen O'KAne

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI

Previous Registrations

• 2011-11-29 → 2015-05-28
  Msi Financial Services, Inc.
  West Warwick, RI
• 2011-11-29 → 2015-01-02
  New England Securities
  West Warwick, RI
• 2011-11-29 → 2013-09-04
  Tower Square Securities, Inc.
  West Warwick, RI
• 2011-11-29 → 2013-09-04
  Walnut Street Securities, Inc.
  West Warwick, RI
• 2009-10-23 → 2011-11-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI
• 2007-03-06 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Lincoln, RI

Exams

• S66 Uniform Combined State Law Examination
  2005-09-23

Other Names

• Karen Brady
• Karen Okane