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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-23 |
| CA | RA | APPROVED | 2019-10-18 |
Branch Locations
21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States
Thousand Oaks, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodland Hills | CA | 11/2018 | 10/2019 |
| Personal Pathways Llc Dba Apex Fun Run | Pleaseant Hill | CA | 09/2017 | 12/2018 |
| Ez-Nettools | Rexburg | ID | 12/2014 | 04/2018 |
| Bank Of America, N.A. | Woodland Hills | CA | 05/2019 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-31 |
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