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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-19
KS RA APPROVED 2019-03-04
  • TX RA
    APPROVED
    Since 2019-11-19
  • KS RA
    APPROVED
    Since 2019-03-04

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 11/2018 Present
University Of Kansas Lawrence KS 08/2016 12/2018
Marriott Lawrence KS 07/2017 12/2017
Bank Of America, N.A. Leawood KS 01/2019 Present
Other Businesses

I*119372For profit or not for profit: For-Profit OrganizationName of outside business organization: Keller Williams RealtyInvestment related: YAddress of business: Kansas City, Kansas 64112Nature of business: Other,Real estate license for personal usePosition, title, association: Part-Time, Start date of relationship: 7/1/2018Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I have my real estate license purely for personal use. I agree not to solicit outside business or receive compensation for referrals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-01
  • S66 Uniform Combined State Law Examination
    2019-03-01

View on SEC IAPD

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