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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-07-24 |
| TX | RA | APPROVED | 2020-01-17 |
| IL | RA | APPROVED | 2019-10-08 |
Branch Locations
One Bryant Park Mlwm Executive Osj, New York, NY 10036 • United States
3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States
Sandy Springs, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 10/2015 | Present |
I*2011261, Entity Type, ProfitName of OBA: Victory Tree Address: Atlanta,GA,30328Investment Related: NOPosition, Title, Association:Owner Employee Start Date: 10/01/2024No Hours: 10YEARLYNo Hours during trading: 0Duties:Motivational and Religious Writing - Victory Tree is designed to help my community by encouraging, informing and empowering others. I may potentially receive compensation. General topics of conversation may include:empowering individuals to achieve the lives they desiremotivational messages and information to help navigate lifeoften biblically-based contentTo minimize any discrepancies, I am disclosing this on the front end. I*3070296, Entity Type: Entity For Profit, Name of OBA: Flourishing Oaks LLC, Address: Atlanta, Georgia, 30328, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 10/24/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: N/A, The previously approved rental property OBAs will be under the umbrella of Flourishing Oaks, LLC. I have withdrawn/closed those two approved OBAs and am opening this new OBA, Flourishing Oaks LLC, in their place to cover our rental properties. We are moving property ownership to Flourishing Oaks LLC, which is owned by my husband and me. No changes to property or tenant profile. Not renting to clients, employees, etc. The move is intended to provide additional protection for our personal and rental assets. I*5226268, Entity Type: Entity Charitable, Name of OBA: United Way, Address: Atlanta, Georgia, 30303, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/17/2026, No Hours: 20 Yearly, No Hours during Trading: 10 Yearly, Duties: Board Member, Engage and bring together people and resources to drive sustainable and equitable improvements in the well-being of children, families, and individuals in the community.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-07 |
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