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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-24
TX RA APPROVED 2020-01-17
IL RA APPROVED 2019-10-08
  • GA RA
    APPROVED
    Since 2023-07-24
  • TX RA
    APPROVED
    Since 2020-01-17
  • IL RA
    APPROVED
    Since 2019-10-08

Branch Locations

One Bryant Park Mlwm Executive Osj, New York, NY 10036 • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Sandy Springs, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 10/2015 Present
Other Businesses

I*2011261, Entity Type, ProfitName of OBA: Victory Tree Address: Atlanta,GA,30328Investment Related: NOPosition, Title, Association:Owner Employee Start Date: 10/01/2024No Hours: 10YEARLYNo Hours during trading: 0Duties:Motivational and Religious Writing - Victory Tree is designed to help my community by encouraging, informing and empowering others. I may potentially receive compensation. General topics of conversation may include:empowering individuals to achieve the lives they desiremotivational messages and information to help navigate lifeoften biblically-based contentTo minimize any discrepancies, I am disclosing this on the front end. I*3070296, Entity Type: Entity For Profit, Name of OBA: Flourishing Oaks LLC, Address: Atlanta, Georgia, 30328, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 10/24/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: N/A, The previously approved rental property OBAs will be under the umbrella of Flourishing Oaks, LLC. I have withdrawn/closed those two approved OBAs and am opening this new OBA, Flourishing Oaks LLC, in their place to cover our rental properties. We are moving property ownership to Flourishing Oaks LLC, which is owned by my husband and me. No changes to property or tenant profile. Not renting to clients, employees, etc. The move is intended to provide additional protection for our personal and rental assets. I*5226268, Entity Type: Entity Charitable, Name of OBA: United Way, Address: Atlanta, Georgia, 30303, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/17/2026, No Hours: 20 Yearly, No Hours during Trading: 10 Yearly, Duties: Board Member, Engage and bring together people and resources to drive sustainable and equitable improvements in the well-being of children, families, and individuals in the community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-07
  • S66 Uniform Combined State Law Examination
    2019-10-07
Other Names
  • Adrienne Denise Holloway
  • Adrienne Hughes

View on SEC IAPD

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