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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

360 Rt 24, Suite 5, Chester, NJ 07930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Chester NJ 11/2010 09/2025
Robert Difabritis & Co. Chester PA 11/2010 Present
Avantax Advisory Services Chester NJ 01/2011 09/2025
Cetera Wealth Services, Llc Chester NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/2010 → 09/2025
    Avantax Investment Services, Inc.
    Chester, NJ
  • 11/2010 → Present
    Robert Difabritis & Co.
    Chester, PA
  • 01/2011 → 09/2025
    Avantax Advisory Services
    Chester, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Chester, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-01-11 → 2025-09-05
    Avantax Advisory Services
    Chester, NJ
Other Businesses

DiFabritis Financial Services~'NIR'~32 Collins Lane~Chester~NJ~07930~Other~Other~1/1/2012~200hrs~65hrs~Operational and/or Marteting Name fro H.D.Vest Services|Robert Difabritis & Co.~'NIR'~32 Collis Lane~Chester~NJ~07930~Other~Tax Preparation/Accounting~11/1/2010~160hrs~150hrs~Contacting clients regarding routine adminstative matters and scheduling appointments|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-31
S63 Uniform Securities Agent State Law Examination 2010-05-07
  • S65 Uniform Investment Adviser Law Examination
    2010-12-31
  • S63 Uniform Securities Agent State Law Examination
    2010-05-07

View on SEC IAPD

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