Yanni Z Chan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → 10/2019
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 06/2018 → 09/2018
  Unemployed
  Los Angeles, CA
• 09/2015 → 05/2018
  Vpls Inc Dba Krypt Technologies
  Orange, CA
• 10/2018 → 10/2019
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 10/2019 → 11/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ontario, CA
• 10/2019 → 11/2024
  Bank Of America, N.A.
  Ontario, CA
• 11/2024 → 04/2025
  J.P. Morgan Securities Llc
  Irvine, CA
• 11/2024 → 04/2025
  Jpmorgan Chase Bank, N.A.
  Irvine, CA
• 04/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
• 05/2025 → Present
  Bank Of America, N.A.
  Irvine, CA

Previous Registrations

• 2024-11-14 → 2025-04-13
  J.P. Morgan Securities Llc
  Irvine, CA
• 2020-12-24 → 2024-11-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hacienda Heights, CA
  New York, NY
  Monterey Park, CA
  El Monte, CA
  Ontario, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-12-23
• S63 Uniform Securities Agent State Law Examination
  2019-03-08

Other Names

• Yanni Zhang Chan
• Yanni Zhang
• Yanni Chan
• Yanni Z Chan