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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

200 Highpoint Dr. Unit 213, Chalfont, PA 18914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Chalfont PA 11/2018 11/2024
Unemployment Downingtown PA 07/2016 11/2024
Prudential Insurance Company Of America Chalfont PA 05/2019 Present
Prudential Insurance Company Of America Doylestown PA 05/2019 Present
Pruco Securities, Llc. Doylestown PA 11/2018 11/2024
Unemploymnent Dowingtown PA 07/2016 11/2018
Lpl Enterprise, Llc Doylestown PA 11/2024 Present
  • 11/2018 → 11/2024
    Chalfont, PA
  • 07/2016 → 11/2024
    Unemployment
    Downingtown, PA
  • 05/2019 → Present
    Prudential Insurance Company Of America
    Chalfont, PA
  • 05/2019 → Present
    Prudential Insurance Company Of America
    Doylestown, PA
  • 11/2018 → 11/2024
    Doylestown, PA
  • 07/2016 → 11/2018
    Unemploymnent
    Dowingtown, PA
  • 11/2024 → Present
    Doylestown, PA
Previous Registrations
Other Businesses

1) 02/18/2026-HighPoint Private Wealth-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/01/2026-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-27
  • S66 Uniform Combined State Law Examination
    2019-03-27

View on SEC IAPD

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