Stephen Joseph Tyner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-06-04
NH	RA	APPROVED	2022-10-10

MA RA
APPROVED

Since 2024-06-04
NH RA
APPROVED

Since 2022-10-10

Branch Locations

2 Eagle Square 4Th Floor, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Boston Partners Financial Group Llc	Concord	NH	07/2021	11/2021
Groe Advisors Llc	Waltham	MA	06/2020	07/2021
Plymouth State University	Plymouth	NH	09/2017	05/2020
University Of Tampa	Tampa	FL	09/2016	06/2017
Wamesit Lanes	Tewksbury	MA	09/2013	09/2016
Royal Alliance Associates, Inc.	Concord	NH	12/2021	10/2022
Osaic Wealth, Inc.	Concord	NH	10/2022	Present
Genx Financial Llc	Orlando	FL	10/2022	Present

07/2021 → 11/2021

Boston Partners Financial Group Llc

Concord, NH
06/2020 → 07/2021

Groe Advisors Llc

Waltham, MA
09/2017 → 05/2020

Plymouth State University

Plymouth, NH
09/2016 → 06/2017

University Of Tampa

Tampa, FL
09/2013 → 09/2016

Wamesit Lanes

Tewksbury, MA
12/2021 → 10/2022

Royal Alliance Associates, Inc.

Concord, NH
10/2022 → Present

Osaic Wealth, Inc.

Concord, NH
10/2022 → Present

Genx Financial Llc

Orlando, FL

Other Businesses

CORE Group Insurance Agency Position : Agent , Start: 9/30/2021, 3hrs / 3 hrs during trading hours. Job duties: Sale of Insurance policy through CORE Group, not more than 50 % of work hours on activity. BOSTON PARTNERS ADVISORY GROUP POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/19/2022 ADDRESS: 2 Eagle Sq 4th Floor, Concord NH 03310, United States DESCRIPTION: Financial Advisor providing investment and insurance advice STEPHEN TYNER INSURANCE BROKERAGE BOSTON PARTNERS ADVISORY GROUP POSITION: agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/19/2022 ADDRESS: 2 Eagle Sq 4th Floor, Concord NH 03310, United States DESCRIPTION: Life and Annuity sales GENX FINANCIAL LLC POSITION: Registered Assistant to Sidney Tyner and IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 10/10/2022 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: GenX Financial is the LLC that facilitates payroll and benefits for innovative financial group employees.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-07

S66 Uniform Combined State Law Examination

2022-10-07

View on SEC IAPD