James R Bernard

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → 01/2021
  The Ayco Company, L.P./Mercer Allied
  Albany, NY
• 07/2018 → 09/2018
  S.S. Beverage
  East Orange, NJ
• 09/2014 → 05/2018
  University Of Rhode Island
  Kingston, RI
• 09/2017 → 04/2018
  Twisted Pizza
  Exeter, RI
• 05/2017 → 08/2017
  Ogilvy Commonhealth Worldwide
  Parsippany, NJ
• 01/2021 → Present
  Goldman Sachs & Co. Llc
  Cohoes, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-07-30
• S65 Uniform Investment Adviser Law Examination
  2019-02-15

Other Names

• James Russell Bernard