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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-04-01
NM RA APPROVED 2026-04-01
AL RA APPROVED 2026-03-31
IA RA APPROVED 2026-03-31
KS RA APPROVED 2026-03-31
LA RA APPROVED 2026-03-31
ME RA APPROVED 2026-03-31
MN RA APPROVED 2026-03-31
NC RA APPROVED 2026-03-31
DE RA APPROVED 2026-01-06
TX RA APPROVED 2025-07-28
DC RA APPROVED 2025-03-11
MD RA APPROVED 2025-01-25
VA RA APPROVED 2025-01-25
  • GA RA
    APPROVED
    Since 2026-04-01
  • NM RA
    APPROVED
    Since 2026-04-01
  • AL RA
    APPROVED
    Since 2026-03-31
  • IA RA
    APPROVED
    Since 2026-03-31
  • KS RA
    APPROVED
    Since 2026-03-31
  • LA RA
    APPROVED
    Since 2026-03-31
  • ME RA
    APPROVED
    Since 2026-03-31
  • MN RA
    APPROVED
    Since 2026-03-31
  • NC RA
    APPROVED
    Since 2026-03-31
  • DE RA
    APPROVED
    Since 2026-01-06
  • TX RA
    APPROVED
    Since 2025-07-28
  • DC RA
    APPROVED
    Since 2025-03-11
  • MD RA
    APPROVED
    Since 2025-01-25
  • VA RA
    APPROVED
    Since 2025-01-25

Branch Locations

802 7Th Street Nw, Washington Dc, DC 20001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Inc. Washington DC 09/2023 Present
Hsbc Securities (Usa) Inc. Washington DC 09/2023 Present
Citizens Bank Rockville MD 02/2022 09/2023
Bank Of America Gaithersburg MD 03/2014 10/2017
Nordstrom Bethesda MD 04/2013 08/2020
Hsbc Bank Rockville MD 10/2017 02/2022
  • 09/2023 → Present
    Hsbc Bank Usa Inc.
    Washington, DC
  • 09/2023 → Present
    Washington, DC
  • 02/2022 → 09/2023
    Citizens Bank
    Rockville, MD
  • 03/2014 → 10/2017
    Bank Of America
    Gaithersburg, MD
  • 04/2013 → 08/2020
    Nordstrom
    Bethesda, MD
  • 10/2017 → 02/2022
    Hsbc Bank
    Rockville, MD
Other Businesses

1. The name of the other business - Estée Lauder 2. Whether the business is investment-related: No 3. The address of the other business - 767 Fifth Avenue New York, NY 10153 4. The nature of the other business: Beauty and Cosmetics 5. Your position: Cosmetic Brand Representative 6. Title/Relationship with the other business: Freelance Representative 7. The start date of your relationship: 8/29/2025 8. The approximate number of hours/months you devote to the other business: ~ 10 hours - (subject to change based on my availability on the weekends, holidays, vacation periods, etc.) 9. The number of hours you devote to the other business during securities trading hours: Zero 10. Briefly describe your duties relating to the other business: -Utilize creative and technical expertise by provide in-store support by showcasing cosmetic products to customers. -Responsibilities include product demonstration, brand representation, and delivering exceptional customer service in a retail environment to promote sales. -Support in-store events and collaborate with team members to enhance brand presentation, and drive performance. -Ensure visual merchandising aligns with company guidelines to help the counters stand out in a competitive retail landscape. -No financial services or security related activities are involved. Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-24
S63 Uniform Securities Agent State Law Examination 2022-05-02
  • S66 Uniform Combined State Law Examination
    2025-01-24
  • S63 Uniform Securities Agent State Law Examination
    2022-05-02
Other Names
  • Emi Tasharofi

View on SEC IAPD

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