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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-29
TX RA APPROVED 2022-08-01
  • CA RA
    APPROVED
    Since 2023-08-29
  • TX RA
    APPROVED
    Since 2022-08-01

Branch Locations

3495 El Camino Real, Santa Clara, CA 95051 • United States

598 E El Camino Real, Sunnyvale, CA 94087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fundata Inc. North York 05/2016 09/2016
University Of Toronto Toronto 09/2016 03/2017
University Of Toronto Toronto 09/2013 05/2017
Scotiabank Mississauga 06/2017 06/2018
Unemployed Jersey City NJ 06/2018 06/2018
Unemployed Plano TX 07/2018 10/2018
Jpmorgan Chase Bank N.A. Plano TX 11/2018 11/2020
J. P. Morgan Securities Llc Plano TX 11/2018 05/2022
Jpmorgan Chase Bank N.A Plano TX 12/2020 05/2022
Jpmorgan Chase Bank N.A Mckinney TX 06/2022 Present
J.P Morgan Securities Llc Mckinney TX 06/2022 Present
  • 05/2016 → 09/2016
    Fundata Inc.
    North York
  • 09/2016 → 03/2017
    University Of Toronto
    Toronto
  • 09/2013 → 05/2017
    University Of Toronto
    Toronto
  • 06/2017 → 06/2018
    Scotiabank
    Mississauga
  • 06/2018 → 06/2018
    Unemployed
    Jersey City, NJ
  • 07/2018 → 10/2018
    Unemployed
    Plano, TX
  • 11/2018 → 11/2020
    Jpmorgan Chase Bank N.A.
    Plano, TX
  • 11/2018 → 05/2022
    J. P. Morgan Securities Llc
    Plano, TX
  • 12/2020 → 05/2022
    Jpmorgan Chase Bank N.A
    Plano, TX
  • 06/2022 → Present
    Jpmorgan Chase Bank N.A
    Mckinney, TX
  • 06/2022 → Present
    Mckinney, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
S63 Uniform Securities Agent State Law Examination 2019-03-22
  • S66 Uniform Combined State Law Examination
    2022-08-01
  • S63 Uniform Securities Agent State Law Examination
    2019-03-22

View on SEC IAPD

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