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Current Employers
Claremont Financial Group,Inc.

464 North Indian Hill Blvd., Claremont, CA 91711-4650 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-17
  • CA RA
    APPROVED
    Since 2021-03-17

Branch Locations

464 North Indian Hill Blvd., Claremont, CA 91711-4650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Group Inc Raleigh NC 11/2020 Present
Claremont Financial Group Costa Mesa CA 11/2018 Present
Robert Hord Refinishing Huntington Beach CA 04/2017 11/2018
The Butchery Costa Mesa CA 02/2017 04/2017
Endless Sun Surf Newport Beach CA 07/2018 09/2018
Duffy Electric Boats Newport Beach CA 10/2015 12/2016
California State University Fullerton Fullerton CA 08/2015 05/2020
Orange Coast College Costa Mesa CA 01/2017 05/2017
Claremont Financial Group, Inc. Costa Mesa CA 11/2018 Present
  • 11/2020 → Present
    Capital Investment Group Inc
    Raleigh, NC
  • 11/2018 → Present
    Claremont Financial Group
    Costa Mesa, CA
  • 04/2017 → 11/2018
    Robert Hord Refinishing
    Huntington Beach, CA
  • 02/2017 → 04/2017
    The Butchery
    Costa Mesa, CA
  • 07/2018 → 09/2018
    Endless Sun Surf
    Newport Beach, CA
  • 10/2015 → 12/2016
    Duffy Electric Boats
    Newport Beach, CA
  • 08/2015 → 05/2020
    California State University Fullerton
    Fullerton, CA
  • 01/2017 → 05/2017
    Orange Coast College
    Costa Mesa, CA
  • 11/2018 → Present
    Claremont Financial Group, Inc.
    Costa Mesa, CA
Other Businesses

1) CLAREMONT FINANCIAL GROUP INC, 245 FISCHER AVE, STE A-4, COSTA MESA, CA 92626; INVESTMENT ADVISORY REP; START 3/2021; INVESTMENT RELATED; 160 HRS/MON; 130 HRS/MON DURING NORMAL TRADING HRS. 2) INSURANCE AGENT; 245 FISCHER AVE, STE A-4, COSTA MESA, CA,92626; LIFE AGENT; START 9/2019; INVESTMENT RELATED; O HRS/MON DURING TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-06
  • S66 Uniform Combined State Law Examination
    2021-03-06

View on SEC IAPD

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