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Rachel Sung-Hee Shin

Brio Financial Group

San Francisco, CA

CRD 7046504

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Employer firm

Brio Financial Group CRD 289889

$1.06B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Brio Financial Group

19 Sutter Street, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-27
  • CA RA
    APPROVED
    Since 2023-09-27

Branch Locations

19 Sutter Street, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kickin' Crab Irvine CA 04/2015 12/2019
Mccarthy Wealth Management Newport Beach CA 10/2018 04/2019
Fmb Wealth Management Westlake Village CA 10/2019 10/2021
Yeske Buie Inc. San Francisco CA 10/2021 09/2023
Brio Financial Group San Francisco CA 09/2023 Present
  • 04/2015 → 12/2019
    Kickin' Crab
    Irvine, CA
  • 10/2018 → 04/2019
    Mccarthy Wealth Management
    Newport Beach, CA
  • 10/2019 → 10/2021
    Fmb Wealth Management
    Westlake Village, CA
  • 10/2021 → 09/2023
    Yeske Buie Inc.
    San Francisco, CA
  • 09/2023 → Present
    Brio Financial Group
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-22
  • S65 Uniform Investment Adviser Law Examination
    2020-06-22
Designations
  • Certified Financial Planner
Other Names
  • Rachel Shin
  • Rachel Chin

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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