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11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-23 |
Branch Locations
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amerprise Financial Services, Llc | Los Angeles | CA | 11/2018 | 04/2020 |
| Israel Ministry Of Foreign Affairs | Jerusalem | 05/2008 | 10/2017 | |
| California State University Of Long Beach | Long Beach | CA | 08/2016 | 05/2018 |
| Svl Investment Management | Placentia | CA | 01/2017 | 12/2017 |
| Asi - California State University Of Long Beach | Long Beach | CA | 03/2018 | 05/2018 |
| Unemployed | Placentia | CA | 06/2018 | 11/2018 |
| Jpmorgan Chase Bank, N.A. | Santa Monica | CA | 04/2020 | 04/2023 |
| J.P. Morgan Securities Llc | Santa Monica | CA | 04/2020 | 04/2023 |
| Ameriprise Financial | Los Angeles | CA | 11/2018 | 04/2020 |
| Imst Distributors, Llc | Los Angeles | CA | 06/2023 | 10/2023 |
| Aristotle Capital Management, Llc | Los Angeles | CA | 04/2023 | Present |
| Foreside Financial Services,Llc | Los Angeles | CA | 10/2023 | Present |
1) Aristotle Capital; Los Angeles, CA; Investment Related - Yes; Started 04/2023; Investment Management Company; Associate, Compliance; 160 hours per month with 0 hours during securities trading hours. 2) Moshe Goldstein - Self Employed; Not Investment Related; Book Publishing; Santa Clarita, CA; 06/2025; Self Employed; Book publishing; 5 Hrs./Mo. 3). Moshe Goldstein Software Design; Not Investment Related; Santa Clarita, CA; Development and operation of software application; Self Employed; Design, development, and maintenance of non-financial software applications and informational websites; Start: 3/23/2026; 5 Hours Per Month and 0 During Trading Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-15 |
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