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Current Employers
Aristotle Capital Management, Llc

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-23
  • CA RA
    APPROVED
    Since 2023-06-23

Branch Locations

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amerprise Financial Services, Llc Los Angeles CA 11/2018 04/2020
Israel Ministry Of Foreign Affairs Jerusalem 05/2008 10/2017
California State University Of Long Beach Long Beach CA 08/2016 05/2018
Svl Investment Management Placentia CA 01/2017 12/2017
Asi - California State University Of Long Beach Long Beach CA 03/2018 05/2018
Unemployed Placentia CA 06/2018 11/2018
Jpmorgan Chase Bank, N.A. Santa Monica CA 04/2020 04/2023
J.P. Morgan Securities Llc Santa Monica CA 04/2020 04/2023
Ameriprise Financial Los Angeles CA 11/2018 04/2020
Imst Distributors, Llc Los Angeles CA 06/2023 10/2023
Aristotle Capital Management, Llc Los Angeles CA 04/2023 Present
Foreside Financial Services,Llc Los Angeles CA 10/2023 Present
  • 11/2018 → 04/2020
    Amerprise Financial Services, Llc
    Los Angeles, CA
  • 05/2008 → 10/2017
    Israel Ministry Of Foreign Affairs
    Jerusalem
  • 08/2016 → 05/2018
    California State University Of Long Beach
    Long Beach, CA
  • 01/2017 → 12/2017
    Svl Investment Management
    Placentia, CA
  • 03/2018 → 05/2018
    Asi - California State University Of Long Beach
    Long Beach, CA
  • 06/2018 → 11/2018
    Unemployed
    Placentia, CA
  • 04/2020 → 04/2023
    Jpmorgan Chase Bank, N.A.
    Santa Monica, CA
  • 04/2020 → 04/2023
    Santa Monica, CA
  • 11/2018 → 04/2020
    Ameriprise Financial
    Los Angeles, CA
  • 06/2023 → 10/2023
    Imst Distributors, Llc
    Los Angeles, CA
  • 04/2023 → Present
    Los Angeles, CA
  • 10/2023 → Present
    Foreside Financial Services,Llc
    Los Angeles, CA
Previous Registrations
Other Businesses

1) Aristotle Capital; Los Angeles, CA; Investment Related - Yes; Started 04/2023; Investment Management Company; Associate, Compliance; 160 hours per month with 0 hours during securities trading hours. 2) Moshe Goldstein - Self Employed; Not Investment Related; Book Publishing; Santa Clarita, CA; 06/2025; Self Employed; Book publishing; 5 Hrs./Mo. 3). Moshe Goldstein Software Design; Not Investment Related; Santa Clarita, CA; Development and operation of software application; Self Employed; Design, development, and maintenance of non-financial software applications and informational websites; Start: 3/23/2026; 5 Hours Per Month and 0 During Trading Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-15
  • S66 Uniform Combined State Law Examination
    2019-02-15

View on SEC IAPD

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