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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-08 |
Branch Locations
500 Newport Center Dr Ste 850, Newport Beach, CA 92660 • United States
401 West A Street Suite 1800, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank, N.A. | Beverly Hills | CA | 11/2018 | 09/2019 |
| Axis Bank | Mumbai | 04/2012 | 01/2017 | |
| Unemployed | Los Angeles | CA | 01/2017 | 11/2018 |
| Lpl Financial | San Diego | CA | 06/2021 | 07/2024 |
| Unemployed | San Diego | CA | 10/2019 | 06/2021 |
| Wedbush Securities | San Diego | CA | 07/2025 | Present |
| Unemployed | San Diego | CA | 08/2024 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-19 |
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