David Andrew Lopez

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-01
CA	RA	APPROVED	2024-07-20

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Beverly Hills	CA	11/2018	Present
Cheesecake Factory	Topanga	CA	02/2009	11/2018
The Color Fun	Huntington	CA	10/2017	11/2017
Php Agency Inc	Woodland Hills	CA	08/2017	05/2018

11/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beverly Hills, CA
02/2009 → 11/2018

Cheesecake Factory

Topanga, CA
10/2017 → 11/2017

The Color Fun

Huntington, CA
08/2017 → 05/2018

Php Agency Inc

Woodland Hills, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-19