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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-24
  • CA RA
    APPROVED
    Since 2023-05-24

Branch Locations

611 E Wilson Ave [Wilson & Glendale (07896)], Glendale, CA 91206 • United States

350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 10/2017 09/2021
Sage Covina Chevrolet Covina CA 04/2017 10/2017
Sage West Covina Nissan West Covina CA 02/2017 05/2017
Allegiance Aftermarket San Dimas CA 01/2016 02/2017
Virgo Talent Arcadia CA 06/2015 10/2017
Uber Los Angeles CA 09/2018 09/2018
Lyft Arcadia CA 09/2018 09/2018
B-T-L Payrolls, Llc Camarillo CA 10/2017 10/2017
New Caps Llc Camarillo CA 08/2016 09/2016
Bank Of America, N.A. Pasadena CA 10/2017 09/2021
J.P. Morgan Securities Llc Los Angeles CA 09/2021 05/2023
Jp Morgan Chase Bank, N.A. Los Angeles CA 09/2021 05/2023
Service Group Distribution West Covina CA 10/2015 01/2017
Xtreme Paving & Grading Monrovia CA 01/2016 06/2021
Wells Fargo Clearing Services, Llc Encino CA 05/2023 Present
  • 10/2017 → 09/2021
    Pasadena, CA
  • 04/2017 → 10/2017
    Sage Covina Chevrolet
    Covina, CA
  • 02/2017 → 05/2017
    Sage West Covina Nissan
    West Covina, CA
  • 01/2016 → 02/2017
    Allegiance Aftermarket
    San Dimas, CA
  • 06/2015 → 10/2017
    Virgo Talent
    Arcadia, CA
  • 09/2018 → 09/2018
    Uber
    Los Angeles, CA
  • 09/2018 → 09/2018
    Lyft
    Arcadia, CA
  • 10/2017 → 10/2017
    B-T-L Payrolls, Llc
    Camarillo, CA
  • 08/2016 → 09/2016
    New Caps Llc
    Camarillo, CA
  • 10/2017 → 09/2021
    Bank Of America, N.A.
    Pasadena, CA
  • 09/2021 → 05/2023
    Los Angeles, CA
  • 09/2021 → 05/2023
    Jp Morgan Chase Bank, N.A.
    Los Angeles, CA
  • 10/2015 → 01/2017
    Service Group Distribution
    West Covina, CA
  • 01/2016 → 06/2021
    Xtreme Paving & Grading
    Monrovia, CA
  • 05/2023 → Present
    Encino, CA
Previous Registrations
Other Businesses

Entity Name: David Lopez, mobile notary services Investment related: N Address: 3146 center street arcadia, ca 91006 Nature of the other business: Notary Position/Title/Relationship: Employee/ Contractor Start Date: 04/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will be doing public notary services for individuals that contact me to help verify signatures and their identity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-21
  • S66 Uniform Combined State Law Examination
    2019-08-21
Other Names
  • David Lopez
  • David Anthony Lopez

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