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Nicholas Delo Baker

Aure Investments

Tampa, FL

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Current Employers
Aure Investments

5600 Mariner St Unit 227, Tampa, FL 33609 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-29
  • FL RA
    APPROVED
    Since 2024-10-29

Branch Locations

5600 Mariner St Unit 227, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Tampa FL 09/2018 Present
Kpmg Boston MA 06/2017 08/2017
Hecla Mining Company Coeur D'ALene ID 05/2017 08/2018
Babson College Wellesley MA 08/2014 05/2018
Unemployed Spokane WA 05/2018 09/2018
Aure Investments Tampa FL 01/2024 Present
  • 09/2018 → Present
    Fisher Investments
    Tampa, FL
  • 06/2017 → 08/2017
    Kpmg
    Boston, MA
  • 05/2017 → 08/2018
    Hecla Mining Company
    Coeur D'ALene, ID
  • 08/2014 → 05/2018
    Babson College
    Wellesley, MA
  • 05/2018 → 09/2018
    Unemployed
    Spokane, WA
  • 01/2024 → Present
    Aure Investments
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-19
  • S65 Uniform Investment Adviser Law Examination
    2018-12-19

View on SEC IAPD

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