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Charles Rayne Christy

LPl Financial LLC

Metairie, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-20
LA RA APPROVED 2022-09-21
  • TX RA
    APPROVED_RES
    Since 2025-02-20
  • LA RA
    APPROVED
    Since 2022-09-21

Branch Locations

2121 Airline Dr Ste 580, Metairie, LA 70001-5984 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Metairie LA 11/2018 09/2022
Hub International Gulf South Metairie LA 06/2014 11/2018
Impera Wealth Management, Llc. Metairie LA 06/2020 09/2022
Raymond James Financial Services Advisors, Inc. Metairie LA 01/2021 09/2022
Lpl Financial Metairie LA 09/2022 Present
  • 11/2018 → 09/2022
    Raymond James Financial Services, Inc.
    Metairie, LA
  • 06/2014 → 11/2018
    Hub International Gulf South
    Metairie, LA
  • 06/2020 → 09/2022
    Impera Wealth Management, Llc.
    Metairie, LA
  • 01/2021 → 09/2022
    Raymond James Financial Services Advisors, Inc.
    Metairie, LA
  • 09/2022 → Present
    Lpl Financial
    Metairie, LA
Previous Registrations
Other Businesses

1-09/2022 / Dardis Couvillon & Associates / DBA for LPL Business (entity for LPL business) / Investment Related / Metairie, LA 70001

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-04
  • S66 Uniform Combined State Law Examination
    2021-01-04

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
MERCER GLOBAL ADVISORS INC.
LPL ENTERPRISE, LLC
GUILBAULT CAPITAL
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC

Other Investors

RUFUS PRADOS CRESSEND
Ellen Alisse Geissal Morvant
James Anthony Ray
Jarod Hopper
Shelby Renee Cressend
ANDRE PIERCE LEBLANC
NEAL KENNETH ADLER
LOUIS WILLIAM BUNDY

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Metairie, LA
AMERITAS ADVISORY SERVICES, LLC · Metairie, LA
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Metairie, LA
MERCER GLOBAL ADVISORS INC. · Metairie, LA
LPL ENTERPRISE, LLC · METAIRIE, LA
GUILBAULT CAPITAL · METAIRIE, LA
SISUNG INVESTMENT MANAGEMENT SERVICES LLC · METAIRIE, LA
INDEPENDENT ADVISOR ALLIANCE, LLC · Metarie, LA

More in Metairie, LA

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