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Current Employers
Rca Wealth Strategies Llc

11011 King Street Suite 150, Overland Park, KS 66210 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-01-10
TX RA APPROVED 2024-06-03
  • AL RA
    APPROVED
    Since 2025-01-10
  • TX RA
    APPROVED
    Since 2024-06-03

Branch Locations

Huntsville, AL • United States

11011 King Street Suite 150, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Huntsville AL 07/2015 03/2017
Mml Investors Huntsville AL 03/2017 07/2019
Massmutual Life Insurance Co Huntsville AL 07/2016 07/2019
Redhawk Wealth Advisors Minneapolis MN 07/2019 05/2024
Msi Financial Huntsville AL 08/2015 03/2017
Redhawk Wealth Advisors Huntsville AL 07/2019 05/2024
Rca Wealth Strategies Llc Huntsville AL 06/2024 Present
  • 07/2015 → 03/2017
    Metlife Securities Inc
    Huntsville, AL
  • 03/2017 → 07/2019
    Mml Investors
    Huntsville, AL
  • 07/2016 → 07/2019
    Massmutual Life Insurance Co
    Huntsville, AL
  • 07/2019 → 05/2024
    Redhawk Wealth Advisors
    Minneapolis, MN
  • 08/2015 → 03/2017
    Msi Financial
    Huntsville, AL
  • 07/2019 → 05/2024
    Redhawk Wealth Advisors
    Huntsville, AL
  • 06/2024 → Present
    Huntsville, AL
Previous Registrations
  • 2019-07-02 → 2024-06-03
    Huntsville, AL
    Minneapolis, MN
    Huntsville, AL
  • 2017-03-25 → 2019-07-03
    Huntsville, AL
    Huntsville, AL
  • 2015-07-31 → 2017-03-25
    Msi Financial Services, Inc.
    Huntsville, AL
  • 2008-03-14 → 2015-08-06
    First Command Brokerage Services, Inc.
    Tyrone, GA
    Huntsville, AL
    Huntsville, AL
Other Businesses

1) 9/17/2021- Legacy Lock. Estate Plan Coordinator. Offering estate planning services for clients. Not investment related. Spends less than 10 hours per month. Kathleen Sanford Position: Agent, Nature: Insurance sales, Investment-related: Yes, Number of Hours: 10, Securities Trading Hours: 3, Address: 4100 Market Street SW, Suite 100, Huntsville, AL 35808 2) FEDERAL BENEFITS INFORMATION CENTER. START DATE: 11/02/2023. NOT INVESTMENT RELATED. 4100 MARKET STREET SW SUITE 100 HUNTSVILLE, AL 35808. HELP FEDERAL EMPLOYEES WITH RETIREMENT PLANNING. POSITION: CHFEBC SM. DUTIES: EDUCATING FEDERAL EMPLOYEES REGARDING RETIREMENT PLANNING. <10 HOURS PER WEEK DURING SECURITIES TRADING HOURS. 3) Kathleen Nina Sanford is an independent producer/Educator for Federal Benefits Information Center - helping active or retiring Federal employees understand their benefits. Commissions for annuities and life insurance choices paid directly from each insurance company to her. 4) Kathleen Nina Sanford is a Sales agent at Legacy Lock; Investment related: No; Location: 1234 S Power Rd ste #101 Mesa Az 85206; Start date: 2022-05-01; Description: Help facilitate clients in Trusts; Responsibilities Duties: Facilitate; 0 Hours per month during trading hours; 0 Hours per month outside trading hours; 1% of total yearly compensation derived from the business. 5) Kathleen Nina Sanford is a Regional Educator and Insurance agent at FBIC; Investment related: No; Location: 9040 Town Center Pkwy Lakewood Ranch Florida 34202; Start date: 2025-06-01; Description: Marketing organization that specializes in educating federal employees on their benefits now and for retirement; Responsibilities Duties: Meeting with federal employees and educating them on how to best use their benefits today and for retirement;16 Hours per month during trading hours; 16 Hours per month outside trading hours; 10% of total yearly compensation derived from the business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-12
S63 Uniform Securities Agent State Law Examination 2005-06-09
  • S65 Uniform Investment Adviser Law Examination
    2008-03-12
  • S63 Uniform Securities Agent State Law Examination
    2005-06-09
Other Names
  • Kathleen Nina Matysuk
  • Kathy Matysuk
  • Kathy Sanford
  • Kathleen N Matysuk

View on SEC IAPD

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