Kathleen Nina Sanford

Employer firm

Rca Wealth Strategies LLC CRD 315915

$64.1M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• 401K INVESTMENT MANAGEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 03/2017
  Metlife Securities Inc
  Huntsville, AL
• 03/2017 → 07/2019
  Mml Investors
  Huntsville, AL
• 07/2016 → 07/2019
  Massmutual Life Insurance Co
  Huntsville, AL
• 07/2019 → 05/2024
  Redhawk Wealth Advisors
  Minneapolis, MN
• 08/2015 → 03/2017
  Msi Financial
  Huntsville, AL
• 07/2019 → 05/2024
  Redhawk Wealth Advisors
  Huntsville, AL
• 06/2024 → Present
  Rca Wealth Strategies Llc
  Huntsville, AL

Previous Registrations

• 2019-07-02 → 2024-06-03
  Redhawk Wealth Advisors, Inc.
  Huntsville, AL
  Minneapolis, MN
  Huntsville, AL
• 2017-03-25 → 2019-07-03
  Mml Investors Services, Llc
  Huntsville, AL
  Huntsville, AL
• 2015-07-31 → 2017-03-25
  Msi Financial Services, Inc.
  Huntsville, AL
• 2008-03-14 → 2015-08-06
  First Command Brokerage Services, Inc.
  Tyrone, GA
  Huntsville, AL
  Huntsville, AL

Other Businesses

1) 9/17/2021- Legacy Lock. Estate Plan Coordinator. Offering estate planning services for clients. Not investment related. Spends less than 10 hours per month. Kathleen Sanford Position: Agent, Nature: Insurance sales, Investment-related: Yes, Number of Hours: 10, Securities Trading Hours: 3, Address: 4100 Market Street SW, Suite 100, Huntsville, AL 35808 2) FEDERAL BENEFITS INFORMATION CENTER. START DATE: 11/02/2023. NOT INVESTMENT RELATED. 4100 MARKET STREET SW SUITE 100 HUNTSVILLE, AL 35808. HELP FEDERAL EMPLOYEES WITH RETIREMENT PLANNING. POSITION: CHFEBC SM. DUTIES: EDUCATING FEDERAL EMPLOYEES REGARDING RETIREMENT PLANNING. <10 HOURS PER WEEK DURING SECURITIES TRADING HOURS. 3) Kathleen Nina Sanford is an independent producer/Educator for Federal Benefits Information Center - helping active or retiring Federal employees understand their benefits. Commissions for annuities and life insurance choices paid directly from each insurance company to her. 4) Kathleen Nina Sanford is a Sales agent at Legacy Lock; Investment related: No; Location: 1234 S Power Rd ste #101 Mesa Az 85206; Start date: 2022-05-01; Description: Help facilitate clients in Trusts; Responsibilities Duties: Facilitate; 0 Hours per month during trading hours; 0 Hours per month outside trading hours; 1% of total yearly compensation derived from the business. 5) Kathleen Nina Sanford is a Regional Educator and Insurance agent at FBIC; Investment related: No; Location: 9040 Town Center Pkwy Lakewood Ranch Florida 34202; Start date: 2025-06-01; Description: Marketing organization that specializes in educating federal employees on their benefits now and for retirement; Responsibilities Duties: Meeting with federal employees and educating them on how to best use their benefits today and for retirement;16 Hours per month during trading hours; 16 Hours per month outside trading hours; 10% of total yearly compensation derived from the business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-12
• S63 Uniform Securities Agent State Law Examination
  2005-06-09

Other Names

• Kathleen Nina Matysuk
• Kathy Matysuk
• Kathy Sanford
• Kathleen N Matysuk