Simon David Hobbs

Current Employers

California Financial Partners, Inc.

700 N. Brand Blvd., Suite 640, Glendale, CA 91203 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-09-21

CA RA
APPROVED

Since 2023-09-21

Branch Locations

700 N. Brand Blvd., Suite 640, Glendale, CA 91203 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-02-04

CA RA
APPROVED

Since 2019-02-04

Branch Locations

Palm Springs, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Palm Springs	CA	12/2018	Present
Self Employed. Silver Ring Productions Llc	West Hollywood	CA	09/2017	12/2018
Unemployed	New York	NY	07/2016	03/2017
Unemployed	West Hollywood	CA	04/2017	09/2017
California Financial Partners, Inc.	Palm Springs	CA	01/2019	Present

12/2018 → Present

Lpl Financial, Llc

Palm Springs, CA
09/2017 → 12/2018

Self Employed. Silver Ring Productions Llc

West Hollywood, CA
07/2016 → 03/2017

Unemployed

New York, NY
04/2017 → 09/2017

Unemployed

West Hollywood, CA
01/2019 → Present

California Financial Partners, Inc.

Palm Springs, CA

Previous Registrations

2020-02-26 → 2023-09-22

California Financial Partners

Glendale, CA

Other Businesses

1) 09/2017 - Business Entity For Tax/Investment Purposes Only - SILVER RING PRODUCTIONS LLC - 0% - INVESTMENT RELATED - WEST HOLLYWOOD, CA 90046 2)12/10/2018 - DBA for LPL Business (entity for LPL business) - CALIFORNIA FINANCIAL PARTNERS - 100% - INVESTMENT RELATED - GLENDALE, CA 91203 3) 3) 3/16/2020 - California Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/12/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 3% - I provide financial planning and consulting services through California Financial Partners an independent investment advisor firm. I started this business activity in March 2020. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4) 09/14/2021 - California Financial Partners, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/16/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 3% - I provide financial planning and consulting services through California Financial Partners an independent investment advisor firm. I started this business activity in March 2020. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.