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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-01-21 |
| TX | RA | APPROVED_RES | 2024-08-23 |
| MD | RA | APPROVED | 2024-08-22 |
| OH | RA | APPROVED | 2024-08-22 |
Branch Locations
12751 Marblestone Drive Suite 200, Woodbridge, VA 22192-8337 • United States
Gaithersburg, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Gaithersburg | MD | 12/2011 | 08/2024 |
| Ameriprise Financial Services Llc | Chesterland | OH | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-29 |
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