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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-27
MO RA APPROVED 2024-09-23
  • IL RA
    APPROVED
    Since 2025-03-27
  • MO RA
    APPROVED
    Since 2024-09-23

Branch Locations

Swansea, IL • United States

9900 Clayton Road, St Louis, MO 63124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Saint Louis MO 08/2021 05/2022
Edward Jones Investments Maryland Heights MO 12/2018 08/2021
The Staenberg Group Saint Louis MO 05/2018 12/2018
Best Buy Edardsville IL 08/2016 10/2016
Southern Illinois University Edwardsville Edwardsville IL 08/2015 12/2018
Raymond James & Associates, Inc. Saint Louis MO 05/2022 11/2022
Raymond James & Associates, Inc St. Louis MO 09/2024 Present
Egyptian Workspace Partners Belleville IL 01/2023 03/2024
Unemployed St. Louis MO 04/2024 09/2024
  • 08/2021 → 05/2022
    Td Ameritrade
    Saint Louis, MO
  • 12/2018 → 08/2021
    Edward Jones Investments
    Maryland Heights, MO
  • 05/2018 → 12/2018
    The Staenberg Group
    Saint Louis, MO
  • 08/2016 → 10/2016
    Best Buy
    Edardsville, IL
  • 08/2015 → 12/2018
    Southern Illinois University Edwardsville
    Edwardsville, IL
  • 05/2022 → 11/2022
    Saint Louis, MO
  • 09/2024 → Present
    St. Louis, MO
  • 01/2023 → 03/2024
    Egyptian Workspace Partners
    Belleville, IL
  • 04/2024 → 09/2024
    Unemployed
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-30
S63 Uniform Securities Agent State Law Examination 2024-03-25
  • S65 Uniform Investment Adviser Law Examination
    2024-04-30
  • S63 Uniform Securities Agent State Law Examination
    2024-03-25
Other Names
  • Connor Joseph Henrichs

View on SEC IAPD

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