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Shannon Claire Smith

Strategic Advisers LLC

West Hartford, CT

West Hartford, CT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

West Hartford, CT • United States

29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bon Appetit Bristol RI 09/2016 05/2018
Merienda Warren RI 03/2017 05/2018
Enterprise Holdings Bristol RI 06/2017 08/2017
Roger Williams University Bristol RI 08/2014 05/2018
Fidelity Brokerage Services Llc Merrimack NH 11/2018 Present
Unemployed Dunstable MA 05/2018 11/2018
Fidelity Investments Boston MA 03/2025 Present
  • 09/2016 → 05/2018
    Bon Appetit
    Bristol, RI
  • 03/2017 → 05/2018
    Merienda
    Warren, RI
  • 06/2017 → 08/2017
    Enterprise Holdings
    Bristol, RI
  • 08/2014 → 05/2018
    Roger Williams University
    Bristol, RI
  • 11/2018 → Present
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 05/2018 → 11/2018
    Unemployed
    Dunstable, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-11-08 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    West Hartford, CT
Other Businesses

OBA-99758|OrgNmn:Hartford Sweat|Org Addr:Hartford,Connecticu,US|OBA Nature:Yoga Studio|Invst Rel:N|Title:Yoga Instructor|Duties:Teaching one yoga class per week Thursday evenings|StrtDt:|TotHrs/mon:4|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-28
S63 Uniform Securities Agent State Law Examination 2019-02-11
  • S65 Uniform Investment Adviser Law Examination
    2020-08-28
  • S63 Uniform Securities Agent State Law Examination
    2019-02-11
Other Names
  • Shannon Claire Smith
  • Shannon Smith

View on SEC IAPD

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