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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
100 Howe Drive, Covington, KY 41015-5000 • United States
Crestview Hills, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Kentucky | Lexington | KY | 08/2014 | 05/2018 |
| Highland Country Club | Fort Thomas | KY | 06/2015 | 08/2018 |
| Fidelity Investments | Covington | KY | 11/2018 | 05/2021 |
| Dry Effect | Cincinnati | OH | 09/2017 | 01/2018 |
| Touchstone Merchandise Group | Mason | OH | 08/2018 | 10/2018 |
| Fifth Third Bank | Cincinnati | OH | 05/2021 | 07/2022 |
| Fifth Third Securities | Cincinnati | OH | 05/2021 | 07/2022 |
| Fidelity Investments | Covington | KY | 08/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-19 |
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