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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-06-13
  • TX RA
    APPROVED
    Since 2005-06-13

Branch Locations

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Sevices Inc Plano TX 03/2005 Present
  • 03/2005 → Present
    Ubs Financial Sevices Inc
    Plano, TX
Other Businesses

J.E.K. Estate LS.K. Independent Executor/ Dallas / 75225 TX / United States/ Estate account for my Mother / I am the Executor of my Mother's estate acct. I am responsible for paying outstanding debts, collecting monetary assets and making distribution to heirs./ Estate Account/ Authority to make investment decisions?: Yes / Start Date 5/9/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-10
  • S66 Uniform Combined State Law Examination
    2005-06-10
Other Names
  • Loren Koziol

View on SEC IAPD

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