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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-12-17 |
Branch Locations
579 Main Street, Bolton, MA 01740 • United States
Dr. Luis Bonavita 1294 Of 1031, Montevideo 11300 • Uruguay
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Biscap Srl | Montevideo | 01/2013 | 09/2016 | |
| Sun Partners S.A. / Sun Partners Uruguay S.A. | Montevideo | 10/2016 | Present | |
| Bolton Global Capital | Bolton | MA | 08/2019 | Present |
| Bolton Global Asset Management | Bolton | MA | 12/2019 | Present |
1)OWNER OF VIOLESAN, SRL, A PRIVATE COMPANY ESTABLISHED IN URUGUAY, AND ACTING AS ECONOMIC CONSULTANT, ANALYZING ECONOMIC ACTIVITY AND INFORMATION. BEGAN 11/01/2016. NOT INVESTMENT RELATED. CONDUCTED IN MONTEVIDEO, URUGUAY, BUT NOT AT BRANCH LOCATION. 30 HOURS DEVOTED TO ACTIVITY PER MONTH, NOT DURING TRADING HOURS. 2)WILLIAM IS EMPLOYED BY SUN PARTNERS S.A./SUN PARTNERS URUGUAY S.A. AS DIRECTOR. ENTITIES ACT IN UNISON AS FOREIGN INVESTMENT ADVISORY FIRM LICENSED WITH CENTRAL BANK OF URUGUAY. SUN PARTNERS S.A. IS SAME LOCATION AS BRANCH IN MONTEVIDEO, URUGUAY. SUN PARTNERS URUGUAY S.A. IS LOCATED AT PRESENT NON-REGISTERED LOCATION. START DATE OCTOBER, 2016. THIS REPRESENTS FULL-TIME JOB WHICH IS CONDUCTED ALONG WITH ROLE AS REGISTERED REPRESENTATIVE OF BOLTON GLOBAL CAPITAL AND INVESTMENT ADVISER REPRESENTATIVE OF BOLTON GLOBAL ASSET MANAGEMENT. 3)WILLIAM IS REGISTERED AS INVESTMENT ADVISOR REPRESENTATIVE WITH BOLTON GLOBAL ASSET MANAGEMENT, SEC LICENSED INVESTMENT ADVISOR. ACTIVITY IS CONDUCTED FROM SAME LOCATION AS BRANCH. INVESTMENT RELATED. BEGAN DECEMBER 2019. ACTIVITY TAKES UP MINIMAL TIME COMPARED TO ROLE AS REGISTERED REPRESENTATIVE WITH BOLTON GLOBAL CAPITAL AND EMPLOYMENT WITH FOREIGN ADVISORY FIRMS. 4) CO-OWNER OF PERSONAL INVESTMENTS COMPANIES THAT MANAGE INVESTMENT ACCOUNTS. PERSONALLY INVESTMENT RELATED AND POTENTIALLY MANAGED FROM BRANCH LOCATION.
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