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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-08-23 |
| TX | RA | APPROVED | 2018-08-23 |
Branch Locations
50 East Rivercenter Blvd, Suite 1225, Covington, KY 41011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Cincinnati | OH | 03/2005 | 08/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Alexandria | KY | 07/2005 | 08/2018 |
| Cwm, Llc | Omaha | NE | 08/2018 | Present |
| Cetera Advisor Networks | El Segundo | CA | 08/2018 | 08/2023 |
| Kentucky State Senate District 24 | Frankfort | KY | 01/2023 | Present |
| Ffr Wealth | Covington | KY | 08/2018 | 06/2026 |
| Carson Wealth | Covington | KY | 06/2026 | Present |
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE NAME OF OTHER BUSINESS: KENTUCKY STATE SENATE DISTRICT 24 , INVESTMENT RELATED: NO, NATURE OF BUSINESS: STATE LEGISLATOR START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: SENATOR, APX NUMBER OF HOURS PER WEEK: 10, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BE A VOICE FOR THE INTERESTS OF THE COMMUNITY NAME OF OTHER BUSINESS: ST. MARY PARISH INVESTMENT RELATED: NO, NATURE OF BUSINESS: CHURCH START DATE: 4/8/2019 POSITION/TITLE/RELATIONSHIP: MAJOR GIFTS COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: 5, MAY BE DURING TRADING HOURS 1, BRIEF DESCRIPTION OF DUTIES: PHONE CALLS, VISITS, IN PERSON CONVERSATIONS WITH CHURCH MEMBERS OF MY HOME PARISH ST. MARY'S
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-11 |
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