Best Investors Account Sign in
Inactive

James Patrick Henry

Ep Wealth Advisors

Dallas, TX

Torrance, CA

Claim This Profile
Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-11
OK RA APPROVED 2025-12-11
TX RA APPROVED 2024-07-09
  • CA RA
    APPROVED
    Since 2025-12-11
  • OK RA
    APPROVED
    Since 2025-12-11
  • TX RA
    APPROVED
    Since 2024-07-09

Branch Locations

100 Crescent Court, Suite 1130, Dallas, TX 75201 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sloan Investment Management Llc Dallas TX 02/2011 06/2024
Ep Wealth Advisors Llc Dallas TX 06/2024 Present
  • 02/2011 → 06/2024
    Sloan Investment Management Llc
    Dallas, TX
  • 06/2024 → Present
    Ep Wealth Advisors Llc
    Dallas, TX
Previous Registrations
  • 2022-11-01 → 2024-07-31
    Sloan Investment Management, L.L.C.
    Dallas, TX
  • 2020-07-29 → 2021-12-31
    Sloan Investment Management, L.L.C.
    Dallas, TX
  • 2005-11-01 → 2011-02-16
    Neuberger Berman Bd Llc
    Dallas, TX
    Dallas, TX
    Dallad, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-29
S66 Uniform Combined State Law Examination 2005-10-31
  • S65 Uniform Investment Adviser Law Examination
    2020-07-29
  • S66 Uniform Combined State Law Examination
    2005-10-31
Other Names
  • James Patrick Henry

View on SEC IAPD

Other Firms

RETIREMENT ADVISORS, LLC
7TH HARVEST INVESTMENTS
ADVISOR RESOURCE COUNCIL
PRIME SENTRY WEALTH MANAGEMENT LLC
OPENAIR FINANCIAL, LLC
GENEOS WEALTH MANAGEMENT, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
KESTRA ADVISORY SERVICES, LLC

Other Investors

MICHAEL CHARLES PERRY
Samuel James Perry
Michael Charles Perry
CHESTER ANDERSON
EARL JEFFERSON
THOMAS MARC YOUNG
RYAN YANCY MULLIN
Leonid Murashkovskiy

Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor