Tawnee A Hosick Evers

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-25
CA	RA	APPROVED	2010-12-02

TX RA
APPROVED_RES

Since 2019-04-25
CA RA
APPROVED

Since 2010-12-02

Branch Locations

San Luis Obispo, CA • United States

4460 Broad Street Suite 210, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	San Louis Obispo	CA	12/2010	Present

12/2010 → Present

Stifel Nicolaus & Co Inc

San Louis Obispo, CA

Previous Registrations

2008-07-14 → 2010-12-01

Ubs Financial Services Inc.

Carmel, CA

San Luis Obispo, CA
2006-05-15 → 2008-07-28

Citigroup Global Markets Inc.

Los Angeles, CA

Los Angeles, CA

Other Businesses

1. Rental property; San Luis Obispo, CA 93401; Homeowner- collect rents and perform repairs as necessary; 05/01/2018; 1.00 Hour(s) Per Month - not during securities trading hours; Investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-02
S63	Uniform Securities Agent State Law Examination	2000-10-24

S65 Uniform Investment Adviser Law Examination

2006-05-02
S63 Uniform Securities Agent State Law Examination

2000-10-24

Other Names

Tawnee Amelia Cruz
Tawnee A Hosick

View on SEC IAPD