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William David Richards

LPl Financial LLC

Chapel Hill, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-17
  • NC RA
    APPROVED
    Since 2026-06-17

Branch Locations

600 Market St, Suite 206, Chapel Hill, NC 27516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hd Vest Investment Services Mableton GA 11/2018 05/2019
Cardlytics Atlanta GA 04/2018 08/2018
Groupon Chicago IL 09/2016 02/2018
Keller Williams Chicago IL 01/2015 11/2017
Merrill Wealth Management Atlanta GA 05/2019 11/2021
Cheers For Children Mableton GA 02/2018 06/2019
Edward Jones St. Louis MO 11/2021 08/2023
Cambridge Investment Research, Inc. Fairfield IA 08/2023 06/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2023 06/2026
Lpl Financial Chapel Hill NC 06/2026 Present
  • 11/2018 → 05/2019
    Hd Vest Investment Services
    Mableton, GA
  • 04/2018 → 08/2018
    Cardlytics
    Atlanta, GA
  • 09/2016 → 02/2018
    Groupon
    Chicago, IL
  • 01/2015 → 11/2017
    Keller Williams
    Chicago, IL
  • 05/2019 → 11/2021
    Merrill Wealth Management
    Atlanta, GA
  • 02/2018 → 06/2019
    Cheers For Children
    Mableton, GA
  • 11/2021 → 08/2023
    St. Louis, MO
  • 08/2023 → 06/2026
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2023 → 06/2026
    Fairfield, IA
  • 06/2026 → Present
    Lpl Financial
    Chapel Hill, NC
Previous Registrations
Other Businesses

1. 06/2026 - HAMILTON WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Related – 40 Hour(s)/Month – 40 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/15/2026 2. 06/2026 - BALD HEAD BED SWINGS - Other - Not Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Pittsboro NC 27312 – OBA Start Date: 01/01/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-28
  • S66 Uniform Combined State Law Examination
    2019-06-28
Other Names
  • William David Richards
  • William David Richards
  • William Richards
  • Wil David Richards

View on SEC IAPD

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