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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-15 |
| CA | RA | APPROVED | 2025-04-21 |
Branch Locations
4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Distributors, Inc | Denver | CO | 11/2018 | 10/2022 |
| The Old Spaghetti Factory | San Marcos | CA | 11/2016 | 09/2018 |
| Califronia State University San Marcos | San Marcos | CA | 07/2016 | 11/2016 |
| Brandes Investment Partners | La Jolla | CA | 09/2018 | 10/2022 |
| Ameriprise Financial Services, Llc | San Diego | CA | 11/2024 | Present |
| Aya Healthcare | San Diego | CA | 11/2022 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-18 |
| S66 | Uniform Combined State Law Examination | 2025-03-14 |
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