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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-01-01 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
919 Nw Bond St Suite 203, Bend, OR 97701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Laguna Beach | CA | 11/2018 | 02/2021 |
| Wells Fargo Bank Na | Laguna Beach | CA | 12/2012 | 02/2021 |
| Hightower Advisors Llc | Bend | OR | 02/2021 | Present |
| Hightower Securities Llc | Newport Beach | CA | 02/2021 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-08 |
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