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Minh Thanh Nguyen

Fisher Investments

Plano, TX

CRD 7043664

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-11
  • TX RA
    APPROVED
    Since 2024-03-11

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 09/2018 10/2023
Nike Fort Worth TX 06/2018 09/2018
University Of Texas At Dallas Richardson TX 01/2015 05/2018
Fisher Investments Plano TX 01/2024 Present
  • 09/2018 → 10/2023
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 06/2018 → 09/2018
    Nike
    Fort Worth, TX
  • 01/2015 → 05/2018
    University Of Texas At Dallas
    Richardson, TX
  • 01/2024 → Present
    Fisher Investments
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-11
S63 Uniform Securities Agent State Law Examination 2020-06-24
  • S65 Uniform Investment Adviser Law Examination
    2024-03-11
  • S63 Uniform Securities Agent State Law Examination
    2020-06-24

View on SEC IAPD

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