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3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-19 |
| CA | RA | APPROVED | 2025-09-03 |
Branch Locations
3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
7575 E. Redfield Road Suite 235, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 11/2018 | 09/2021 |
| Yard House | Scottsdale | AZ | 08/2016 | 12/2018 |
| Charles Schwab Bank Ssb | Phoenix | AZ | 12/2020 | 09/2021 |
| Tiaa | Phoenix | AZ | 09/2021 | 08/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Phoenix | AZ | 09/2021 | 08/2025 |
| One Capital Management | Scottsdale | AZ | 09/2025 | Present |
(1) SARAH SLUSHER HOME POSITION: landlord NATURE: this is my home that i am renting out INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 3904 e sahuaro dr, phoenix AZ 85028, United States DESCRIPTION: owning the house (2) PHOENIX CHILDREN'S ALLIED ADVISORS COUNCIL POSITION: allied advisor council NATURE: be an allied advisor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/06/2025 ADDRESS: 2929 E. Camelback Road, Suite 122, phoenix AZ 85016, United States DESCRIPTION: No personal financial commitment is required. Phoenix Children's respectfully requests participation in securing sponsorships, attending events and advocating for Phoenix Children's as a key partner in philanthropic tax strategies and estate gifts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-18 |
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