Kyle Ashley Frederickson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2021-10-22
TX	RA	APPROVED_RES	2016-01-14
WA	RA	APPROVED	2015-10-12

ID RA
APPROVED

Since 2021-10-22
TX RA
APPROVED_RES

Since 2016-01-14
WA RA
APPROVED

Since 2015-10-12

Branch Locations

Coeur D'ALene, ID • United States

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Bellevue	WA	09/2015	Present

09/2015 → Present

Ubs Financial Services Inc

Bellevue, WA

Previous Registrations

2005-09-27 → 2015-08-12

Lord, Abbett & Co. Llc

Jersey City, NJ

Jersey City, NJ

Jersey City, NJ

Seattle, WA

Other Businesses

Millionair Club / 2515 Western Ave Seattle,WA 98121 / Other/ Charities, Cultural, Educational & Political Organisations / board of directors / Member of Board of Directors / / quarterly board meetings help with the direction and vision of the organization / Start Date 12/1/2016/ Charity / quarterly lunch meeting

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-26

S66 Uniform Combined State Law Examination

2005-09-26

View on SEC IAPD