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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-06
  • FL RA
    APPROVED
    Since 2022-10-06

Branch Locations

1031 W Morse Blvd Ste 323, Winter Park, FL 32789 • United States

3833 Sw 37Th Blvd, Gainesville, FL 32608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 09/2022
Amazon Logistics Pittsburgh PA 08/2018 12/2018
Unemployeed Cranberry Twp PA 12/2012 09/2018
Lpl Financial Llc Winter Park FL 09/2022 Present
Seacoast National Bank Winter Park FL 09/2022 Present
  • 12/2018 → 09/2022
    St Louis, MO
  • 08/2018 → 12/2018
    Amazon Logistics
    Pittsburgh, PA
  • 12/2012 → 09/2018
    Unemployeed
    Cranberry Twp, PA
  • 09/2022 → Present
    Winter Park, FL
  • 09/2022 → Present
    Seacoast National Bank
    Winter Park, FL
Previous Registrations
  • 2019-02-06 → 2022-09-22
    Longwood, FL
    Orlando, FL
    St Louis, MO
    Orlando, FL
Other Businesses

1)09/16/2022 - Seacoast Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 03/27/2025 - Seacoast Bank Trust Department - Investment Related - Financial Institution Duty - Jacksonville, FL - Start Date:04/01/2025 - 10 Hrs/Mth - 10 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-02
  • S66 Uniform Combined State Law Examination
    2019-02-02

View on SEC IAPD

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