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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-30
  • TX RA
    APPROVED
    Since 2021-07-30

Branch Locations

3230 Camp Bowie Blvd Suites 400 And 775, Fort Worth, TX 76107 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 11/2018 07/2021
Fwisd Arlington Heights High School Fort Worth TX 08/2015 05/2018
Dallas Cowboys Football Club Frisco TX 08/2011 11/2018
Crowd Pleasers Dance Houston TX 05/2007 11/2018
Texas Christian University Fort Worth TX 08/2018 11/2018
Bank Of America, N.A. Fort Worth TX 01/2019 07/2021
Raymond James & Associates, Inc Fort Worth TX 07/2021 Present
  • 11/2018 → 07/2021
    Fort Worth, TX
  • 08/2015 → 05/2018
    Fwisd Arlington Heights High School
    Fort Worth, TX
  • 08/2011 → 11/2018
    Dallas Cowboys Football Club
    Frisco, TX
  • 05/2007 → 11/2018
    Crowd Pleasers Dance
    Houston, TX
  • 08/2018 → 11/2018
    Texas Christian University
    Fort Worth, TX
  • 01/2019 → 07/2021
    Bank Of America, N.A.
    Fort Worth, TX
  • 07/2021 → Present
    Fort Worth, TX
Previous Registrations
Other Businesses

(1)Name of Business: Raising Tiny Tycoons Address: 6709 Laurel Valley Drive, Fort Worth , TX, 76132, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 11/24/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Author - I have written a book called the ABCs of Finance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-17
  • S66 Uniform Combined State Law Examination
    2019-04-17
Other Names
  • Emma Dutton
  • Emma Beavers
  • Emma Dutton Beavers

View on SEC IAPD

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