Mohammed Safieddine Ayala

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 11/2019
  Kali Botanical
  Santa Ana, CA
• 08/2011 → 01/2018
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Glendale, CA
• 09/2011 → 01/2018
  Bank Of America, N.A.
  Glendale, CA
• 01/2018 → 03/2019
  Southland Credit Union
  Downey, CA
• 01/2017 → 03/2019
  Lpl Financial Llc
  Downey, CA
• 03/2019 → 06/2022
  U.S. Bancorp Investments, Inc.
  Los Angeles, CA
• 07/2022 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2025 → Present
  Lpl Financial Llc
  Long Beach, CA

Previous Registrations

• 2022-07-22 → 2025-05-15
  Cuso Financial Services, L.P.
  San Diego, CA
  Long Beach, CA
  Long Beach, CA
  San Pedro, CA
• 2019-03-15 → 2022-07-28
  U.S. Bancorp Investments, Inc.
  Los Angeles, CA
  Hollywood, CA
  Los Angeles, CA
  Los Angeles, CA
• 2018-01-16 → 2019-03-19
  Lpl Financial Llc
  Downey, CA
  Los Angeles, CA
  Santa Monica, CA
  Downey, CA
  Fort Mill, SC
  Santa Monica, CA
  Los Angeles, CA
  Carson, CA
  Long Beach, CA
• 2011-08-23 → 2018-01-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
• 2009-11-04 → 2011-08-17
  Chase Investment Services Corp.
  El Segundo, CA
  El Segundo, CA
• 2006-09-26 → 2009-10-16
  U.S. Bancorp Investments, Inc.
  Avalon, CA
  Torrance, CA
  Redondo Beach, CA
  Gardena, CA
  Manhattan Beach, CA
  Lomita, CA
  San Pedro, CA
  San Pedro, CA
• 2005-02-02 → 2006-07-25
  Raymond James Financial Services, Inc.
  Carson, CA
  Long Beach, CA
  Newport Beach, CA

Other Businesses

1- 05/15/2025 - ILWU CU Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-06
• S63 Uniform Securities Agent State Law Examination
  1999-06-21

Other Names

• Mohammed Hassan Safifddine
• Mohammed Safieddine
• Moe Ayala
• Mohammed Safieddine Ayala
• Mohammed Ayala