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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kali Botanical | Santa Ana | CA | 04/2006 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Glendale | CA | 08/2011 | 01/2018 |
| Bank Of America, N.A. | Glendale | CA | 09/2011 | 01/2018 |
| Southland Credit Union | Downey | CA | 01/2018 | 03/2019 |
| Lpl Financial Llc | Downey | CA | 01/2017 | 03/2019 |
| U.S. Bancorp Investments, Inc. | Los Angeles | CA | 03/2019 | 06/2022 |
| Cuso Financial Services, Lp | San Diego | CA | 07/2022 | 05/2025 |
| Lpl Financial Llc | Long Beach | CA | 05/2025 | Present |
1- 05/15/2025 - ILWU CU Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-21 |
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