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Mohammed Safieddine Ayala

LPl Financial LLC

San Pedro, CA

Long Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-15
  • CA RA
    APPROVED
    Since 2025-05-15

Branch Locations

860 N Western Ave, San Pedro, CA 90732 • United States

3447 Atlantic Ave, Long Beach, CA 90807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kali Botanical Santa Ana CA 04/2006 11/2019
Merrill Lynch, Pierce, Fenner & Smith, Inc. Glendale CA 08/2011 01/2018
Bank Of America, N.A. Glendale CA 09/2011 01/2018
Southland Credit Union Downey CA 01/2018 03/2019
Lpl Financial Llc Downey CA 01/2017 03/2019
U.S. Bancorp Investments, Inc. Los Angeles CA 03/2019 06/2022
Cuso Financial Services, Lp San Diego CA 07/2022 05/2025
Lpl Financial Llc Long Beach CA 05/2025 Present
  • 04/2006 → 11/2019
    Kali Botanical
    Santa Ana, CA
  • 08/2011 → 01/2018
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Glendale, CA
  • 09/2011 → 01/2018
    Bank Of America, N.A.
    Glendale, CA
  • 01/2018 → 03/2019
    Southland Credit Union
    Downey, CA
  • 01/2017 → 03/2019
    Downey, CA
  • 03/2019 → 06/2022
    Los Angeles, CA
  • 07/2022 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Long Beach, CA
Previous Registrations
  • 2022-07-22 → 2025-05-15
    Cuso Financial Services, L.P.
    San Diego, CA
    Long Beach, CA
    Long Beach, CA
    San Pedro, CA
  • 2019-03-15 → 2022-07-28
    Los Angeles, CA
    Hollywood, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2018-01-16 → 2019-03-19
    Downey, CA
    Los Angeles, CA
    Santa Monica, CA
    Downey, CA
    Fort Mill, SC
    Santa Monica, CA
    Los Angeles, CA
    Carson, CA
    Long Beach, CA
  • 2011-08-23 → 2018-01-16
    Pasadena, CA
  • 2009-11-04 → 2011-08-17
    Chase Investment Services Corp.
    El Segundo, CA
    El Segundo, CA
  • 2006-09-26 → 2009-10-16
    Avalon, CA
    Torrance, CA
    Redondo Beach, CA
    Gardena, CA
    Manhattan Beach, CA
    Lomita, CA
    San Pedro, CA
    San Pedro, CA
  • 2005-02-02 → 2006-07-25
    Raymond James Financial Services, Inc.
    Carson, CA
    Long Beach, CA
    Newport Beach, CA
Other Businesses

1- 05/15/2025 - ILWU CU Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-06
S63 Uniform Securities Agent State Law Examination 1999-06-21
  • S65 Uniform Investment Adviser Law Examination
    2004-02-06
  • S63 Uniform Securities Agent State Law Examination
    1999-06-21
Other Names
  • Mohammed Hassan Safifddine
  • Mohammed Safieddine
  • Moe Ayala
  • Mohammed Safieddine Ayala
  • Mohammed Ayala

View on SEC IAPD

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