Janice W Adams

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 08/2017
  Homemaking
  Gilbert, AZ
• 09/2017 → 02/2022
  American United Life
  Gilbert, AZ
• 11/2018 → 02/2022
  Oneamerica Securities
  Gilbert, AZ
• 10/2021 → 02/2022
  Backnine Insurance
  Westlake Village, CA
• 08/2017 → 08/2021
  Ensign Financial Partners
  Gilbert, AZ
• 02/2022 → Present
  Principal Life Insurance Company
  Gilbert, AZ
• 02/2022 → Present
  Principal Securities Inc
  Gilbert, AZ

Previous Registrations

• 2019-02-04 → 2021-08-24
  Oneamerica Securities, Inc.
  Gilbert, AZ
  Indianapolis, IN

Other Businesses

JS ADAMS LLC POSITION: Administrator NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/12/2013 ADDRESS: 1719 E. Indigo St., Gilbert AZ 85298, United States DESCRIPTION: Title: Administrator- run payroll, file, organize tax documents for radiology consulting business. FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2022 ADDRESS: 2355 E. Camelback Rd, Suite 501, Phoenix AZ 85016, United States DESCRIPTION: Fixed insurance: Life, disability, annuities, long-term care, health, Medicare supplements, group benefits

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-11-07
• S65 Uniform Investment Adviser Law Examination
  2019-02-01

Other Names

• Janice Ng
• Janice Adams
• Janice Wise Adams