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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

12801 Pierce St Ste 300, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 07/2020 08/2023
Minnesota Life Insurance Co St Paul MN 07/2020 08/2023
Renaissance Financial Corp Omaha NE 07/2020 Present
Okoboji Store Okoboji IA 05/2020 08/2020
Midlands Financial Lincoln NE 09/2018 02/2020
Td Ameritrade Omaha NE 05/2019 08/2019
Sterling Computers North Sioux City SD 05/2017 08/2018
University Of Nebraska Lincoln Lincoln NE 08/2016 05/2020
Cetera Wealth Services, Llc Omaha NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 07/2020 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 07/2020 → Present
    Renaissance Financial Corp
    Omaha, NE
  • 05/2020 → 08/2020
    Okoboji Store
    Okoboji, IA
  • 09/2018 → 02/2020
    Midlands Financial
    Lincoln, NE
  • 05/2019 → 08/2019
    Td Ameritrade
    Omaha, NE
  • 05/2017 → 08/2018
    Sterling Computers
    North Sioux City, SD
  • 08/2016 → 05/2020
    University Of Nebraska Lincoln
    Lincoln, NE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Omaha, NE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-12-03 → 2023-08-10
    Securian Financial Services, Inc.
    Omaha, NE
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: July 2020 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: July 2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
  • S66 Uniform Combined State Law Examination
    2020-11-30
Designations
Other Names
  • Connor Robert Koza
  • Connor R Koza

View on SEC IAPD

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