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Heather Lorraine Kleckley

Ubs Financial Services Inc.

Greenville, SC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-11-28
  • SC RA
    APPROVED
    Since 2020-11-28

Branch Locations

17 West Mcbee Ave Poinsett Plaza, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Greenville SC 11/2018 Present
Firstkem Llc Piedmont SC 04/2018 05/2018
Td Bank Amcb Greenville SC 08/2016 03/2018
Unemployed Greenville SC 06/2018 11/2018
  • 11/2018 → Present
    Ubs Financial Services Inc
    Greenville, SC
  • 04/2018 → 05/2018
    Firstkem Llc
    Piedmont, SC
  • 08/2016 → 03/2018
    Td Bank Amcb
    Greenville, SC
  • 06/2018 → 11/2018
    Unemployed
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-28
  • S66 Uniform Combined State Law Examination
    2020-11-28

View on SEC IAPD

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