Luke N Herber

J.P. Morgan Securities LLC

Philadelphia, PA

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-06-03
TX	RA	APPROVED	2024-02-06

PA RA
APPROVED

Since 2026-06-03
TX RA
APPROVED

Since 2024-02-06

Branch Locations

1650 Market St Floor 47, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Los Angeles	CA	11/2018	Present
Jpmorgan Securities Llc	Los Angeles	CA	11/2018	Present
J.P. Morgan Chase	Newark	DE	06/2017	10/2018
Unemployed	Lansdale	PA	09/2016	05/2017

11/2018 → Present

Jpmorgan Chase Bank Na

Los Angeles, CA
11/2018 → Present

Jpmorgan Securities Llc

Los Angeles, CA
06/2017 → 10/2018

J.P. Morgan Chase

Newark, DE
09/2016 → 05/2017

Unemployed

Lansdale, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-05
S63	Uniform Securities Agent State Law Examination	2019-03-04

S65 Uniform Investment Adviser Law Examination

2024-02-05
S63 Uniform Securities Agent State Law Examination

2019-03-04

Other Names

Luke Nicholas Herber

View on SEC IAPD

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